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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 15 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

15 advisors

Unlock all 15
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Andrew H. BartonMill Valley, CABoldin AdvisorsAdviser onlyCFPAtlas2014
2Dennis M. BrawleyJohnstown, PABoldin AdvisorsAdviser onlyCFPAtlas2015
3Sarah BuschColton, WABoldin AdvisorsAdviser onlyCFPAtlas2022
4Keenan D. CaseyMill Valley, CABoldin Advisors +1 moreAdviser onlyCFPAtlas2017
5Stephen E. ChenMill Valley, CABoldin AdvisorsAdviser only–Atlas2017
6Ross E. DugasMill Valley, CABoldin Advisors +1 moreAdviser only–Atlas2023
7Jordan R. GilbertiHillsborough, NJBoldin Advisors +1 moreAdviser onlyCFPAtlas2019
8Heath E. HamptonKathleen, GABoldin AdvisorsAdviser onlyCFPAtlas2002
9Lyndon B. LorenzMill Valley, CABoldin AdvisorsAdviser onlyCFPAtlas2015
10Matthew D. McCoyRock Hill, SCBoldin Advisors +1 moreAdviser onlyCFPAtlas2021

5 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.