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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 28 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

28 advisors

Unlock all 28
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Brian F. AntenucciCincinatti, OHBartlett & Co. Wealth Management LLCAdviser onlyCFAAtlas2006
2Timothy A. BackCincinnati, OHBartlett & Co. Wealth Management LLCAdviser onlyCFAAtlas2008
3Aaron BalchCincinnati, OHBartlett & Co. Wealth Management LLCAdviser onlyCFPAtlas2010
4Michael S. CambronCincinatti, OHBartlett & Co. Wealth Management LLCAdviser onlyCFAAtlas1988
5Catherine L. CrawfordCincinnati, OHBartlett & Co. Wealth Management LLCAdviser onlyCFPAtlas2020
6Laura A. CuberChicago, ILBartlett & Co. Wealth Management LLCAdviser onlyCFPAtlas2017
7Robert H. DearbornChicago, ILBartlett & Co. Wealth Management LLCAdviser onlyCFA, CICAtlas2020
8Keith E. DershemCincinnati, OHBartlett & Co. Wealth Management LLCAdviser onlyCFPAtlas2014
9Justin M. EllisCincinnati, OHBartlett & Co. Wealth Management LLCAdviser onlyCFAAtlas2022
10Jonathan FinklerCincinnati, OHBartlett & Co. Wealth Management LLCAdviser only–Atlas2026

18 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.