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Est. 2026The front page of wealth managementNew York

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AtlasFinancial ADVSR
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 14 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

14 advisors

Unlock all 14
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Wendy K. ChambersBellingham, WATruvestments Capital LLCAdviser only–Atlas2024
2Daniel L. KorthArroyo Grande, CATruvestments Capital LLCAdviser only–Atlas2001
3John J. KostakenChicago, ILTruvestments Capital LLCAdviser only–Atlas2019
4Ronald J. LumleySarasota, FLTruvestments Capital LLCAdviser onlyCFP, ChFCAtlas2003
5Mathew B. ManningSarasota, FLTruvestments Capital LLCAdviser and broker–Atlas2021
6Sean A. MasonFresno, CATruvestments Capital LLCAdviser only–Atlas2014
7Kevin J. McEnerneyVero Beach, FLTruvestments Capital LLCAdviser only–Atlas2006
8Philip T. QuigleySarasota, FLTruvestments Capital LLCAdviser onlyCFPAtlas2006
9Nicolas A. RanocchiaTrinity, FLTruvestments Capital LLCAdviser only–Atlas2025
10Donald M. SafstromSeattle, WATruvestments Capital LLCAdviser onlyCFP, PFSAtlas1994

4 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.