Wealth manager, independent · Sarasota, FL
Truvestments Capital LLC
SEC-registered investment adviser · CRD 291297 · SEC 801-112243
At a glance
Truvestments Capital LLC is an SEC-registered investment adviser based in Sarasota, Florida, with $661 million in regulatory assets under management as of its Form ADV filed March 25, 2026. Its largest client group by assets is individuals, and it reports 1,316 individual clients. By Form ADV it is a wealth manager, ranked 2,276th of 8,915 wealth managers and 6,753rd of 17,210 SEC-registered advisers by assets.
Main office 855-955-1982truvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $661M
- Rank among wealth managers
- #2,276 of 8,915
- Rank among all SEC RIAs
- #6,753 of 17,210
- Rank in Florida
- #356 of 1,090
- Individual clients
- 1,316
- High-net-worth clients
- 117
- Accounts
- 2,541
- Discretionary
- 97% of AUM
- Employees
- 17
- Advisory staff
- 15
- Offices
- 15
Owners and executives on its Form ADV
- Kaleb D. McCartyManaging Member
- Michael W. WilliamsMember/cco
Custody and brokerage
Broker-dealer
Hybrid RIA
Truvestments Capital LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Compensation for Sales of Securities Certain Advisory Persons are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 1,199 | $374M | 57% |
| High-net-worth individuals | 117 | $270M | 41% |
| Pension and profit sharing plans | – | $9M | 1% |
| Pooled investment vehicles | 1 | $7M | <1% |
Private funds
Truvestments Capital LLC reports 1 private funds with $7M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Truvestments Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
Form ADV and brochures on the SEC’s adviser search ↗truvestments.com ↗
AtlasMembers
The full record on Truvestments Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 4,665 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Truvestments Capital LLC manage?
Truvestments Capital LLC reports $661 million in regulatory assets under management across 2,541 accounts, 97% of it on a discretionary basis, on its Form ADV filed March 25, 2026.
What kind of firm is Truvestments Capital LLC?
Truvestments Capital LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Truvestments Capital LLC’s clients?
By assets, its largest client types are individuals ($374 million, 1,199 clients); high-net-worth individuals ($270 million, 117 clients); pension and profit sharing plans ($9 million).
Does Truvestments Capital LLC manage private funds?
Yes. It reports 1 private funds with $7 million in gross assets, including hedge funds.
Does Truvestments Capital LLC have any disciplinary history?
Truvestments Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Truvestments Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →