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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Julia R. ChengFlushing, NYSyndicated Capital, Inc.Adviser and brokerCFPAtlas1998
2Jerome R. GrahamDoylestown, PASyndicated Capital, Inc.Adviser and broker–Atlas2011
3Mark Paul D. JuloyaMonrovia, CASyndicated Capital, Inc.Adviser only–Atlas2011
4Stephen L. KagawaHonolulu, HISyndicated Capital, Inc.Adviser and broker–Atlas1998
5Faith LeeBrea, CASyndicated Capital, Inc.Adviser and broker–Atlas2025
6K P. LeeBrea, CASyndicated Capital, Inc.Adviser and broker–Atlas2014
7K P. LeeBrea, CASyndicated Capital, Inc.Adviser and broker–Atlas2012
8David L. PetrayCosta Mesa, CASyndicated Capital, Inc.Adviser and broker–Atlas2021
9Frank P. SchweitzerBrea, CASyndicated Capital, Inc.Adviser and broker–Atlas2017

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.