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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Branda R. AllenUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2009
2Joshua R. AllenUpper Arlington, OHTcp Asset Management, LLCAdviser and brokerCFPAtlas2007
3Alyse N. BreidenbachUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2018
4Rebecca E. GoebelUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2005
5Brad HennebertUpper Arlington, OHTcp Asset Management, LLCAdviser and brokerCFPAtlas2024
6Derek J. KesigUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2006
7Krista S. KramerUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2017
8Benjamin G. RandallUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2019
9John M. RileyUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas1999
10Teresa A. RoopUpper Arlington, OHTcp Asset Management, LLCAdviser and broker–Atlas2025

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.