Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Daniel BrownMequon, WI | Lido | Adviser only | – | Atlas | 2026 |
| 2Ananya ChandraMequon, WI | Lido | Adviser only | – | Atlas | 2025 |
| 3Eric E. ConnerMequon, WI | Lido | Adviser only | – | Atlas | 2025 |
| 4Nils J. DillonMequon, WI | Lido | Adviser only | – | Atlas | 2012 |
| 5John T. Kennedy IIIMequon, WI | Lido | Adviser only | – | Atlas | 2017 |
| 6Benjamin D. KlausMequon, WI | Lido | Adviser only | – | Atlas | 2026 |
| 7Brooke E. NapiwockiMequon, WI | Lido | Adviser only | CFP | Atlas | 2014 |
| 8Brock NiedererMequon, WI | Lido | Adviser only | – | Atlas | 2026 |
| 9Kayla S. SchneiderMequon, WI | Lido | Adviser only | CFP, CFA | Atlas | 2020 |
| 10Tyler J. TevichMequon, WI | Lido | Adviser only | – | Atlas | 2020 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.