Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,212Registered advisersEvery investment adviser representative
- 304,829Dually registered77% are also broker reps
- 93,383Adviser onlyNot registered with a broker-dealer
- 25,629FirmsWhere they're registered
- 56,885CFPs10,996 CFAs, 12,688 ChFCs
From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
12 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Michael J. BrittinghamNewport Beach, CA | Cws Investments +1 more | Adviser and broker | – | Atlas | 2016 |
| 2Gary C. CarmellNewport Beach, CA | Cws Investments +1 more | Adviser and broker | CFA | Atlas | 2013 |
| 3Michael E. EngelsNewport Beach, CA | Cws Investments +1 more | Adviser and broker | – | Atlas | 2022 |
| 4Ty GoodeNewport Beach, CA | Cws Investments | Adviser and broker | – | Atlas | 2025 |
| 5Patrick T. KendallDenver, CO | Cws Investments | Adviser and broker | – | Atlas | 2019 |
| 6Marcus J. LamNewport Beach, CA | Cws Investments | Adviser and broker | – | Atlas | 2013 |
| 7Justin P. LeahyNewport Beach, CA | Cws Investments +1 more | Adviser and broker | – | Atlas | 2022 |
| 8Leico LemusSanta Ana, CA | Cws Investments | Adviser and broker | – | Atlas | 2024 |
| 9John B. ManleyHuntington Beach, CA | Cws Investments +1 more | Adviser and broker | – | Atlas | 2014 |
| 10James J. MorrisonOrange, CA | Cws Investments | Adviser only | – | Atlas | 2017 |
2 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.