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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 733 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

733 advisors

Unlock all 733
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jenna AdamsMelville, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2013
2Michael S. AdamsPittsford, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2011
3Caryl A. AdelmanMelville, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2022
4Christopher A. AffenitaGreenvale, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2002
5Christine T. AgroGarden City, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2011
6Sajjad AhmedMelville, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2024
7Shariq T. AliWoodbury, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2014
8Fernanda AlonsotomazelliNew York, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2025
9Robert E. AlpertWoodbury, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2013
10Charles K. AnastasiouNew York, NYWells Fargo Clearing Services, LLCAdviser and broker–Atlas2017

723 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.