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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 141 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

141 advisors

Unlock all 141
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Paul R. AlberiniLas Vegas, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2002
2David M. AltshulerHenderson, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas1998
3Sheri L. AmirsoleimaniLas Vegas, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2009
4Fatima A. ArevaloLas Vegas, NVWells Fargo Clearing Services, LLCAdviser only–Atlas2018
5Amor V. Baca-ChiribogaReno, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2022
6Claudia A. BadilloHenderson, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2021
7Jose C. BandaLas Vegas, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2022
8Jacqueline M. BaqueraLas Vegas, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2021
9Andrew M. BeebeReno, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas1999
10Ben C. BeemanReno, NVWells Fargo Clearing Services, LLCAdviser and broker–Atlas2025

131 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.