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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 68 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

68 advisors

Unlock all 68
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Frank L. AgronOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas1990
2Simona AnschutzOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2017
3Mohammad A. Awad-EljiedWichita, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2008
4John BarrowsPittsburg, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2026
5Michael E. BluntLeawood, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2005
6Brandon J. BottsOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2019
7Jamie S. BottsOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2005
8Cale A. BrownWichita, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas2012
9Marcia R. CaryOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas1996
10David M. CaudillOverland Park, KSWells Fargo Clearing Services, LLCAdviser and broker–Atlas1997

58 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.