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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 119 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

119 advisors

Unlock all 119
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Debra I. AlbertoWest Des Moines, IAWells Fargo Clearing Services, LLCAdviser and brokerCFPAtlas2001
2Christin Ann AldridgeWest Des Moines, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2006
3Andrea D. AndersonBettendorf, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2013
4Bradley D. ArpDavenport, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2026
5Alma BakerClive, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2007
6Reagan E. BatesWest Des Moines, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2007
7Ronda A. BatyCoralville, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2006
8Albert M. BelangerDavenport, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2008
9Kurt J. BelgerWest Des Moines, IAWells Fargo Clearing Services, LLCAdviser and brokerCFP, CFAAtlas2009
10Clark B. BishopWest Des Moines, IAWells Fargo Clearing Services, LLCAdviser and broker–Atlas2008

109 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.