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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 257 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

257 advisors

Unlock all 257
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Bert B. AdamsLake City, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas1998
2Tiffany A. AdamsCastle Rock, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2005
3Adam AllsopParker, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2014
4John Andersen-KirtlandBoulder, COWells Fargo Clearing Services, LLCAdviser and brokerCFPAtlas2014
5Scott C. AndressLakewood, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas1992
6Kayla E. AnleyDenver, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2024
7Melissa A. ArdourelBoulder, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2022
8Jennifer W. ArmstrongWestminster, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2007
9Peter AschenbergFort Collins, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2026
10Jaimie V. AutenGreenwood Village, COWells Fargo Clearing Services, LLCAdviser and broker–Atlas2025

247 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.