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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 130 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

130 advisors

Unlock all 130
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Ricardo O. AllimanPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2023
2Joseph A. AndersonPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2016
3Daniel J. AndreottaPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2022
4Alfredo AtencioPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2025
5Joseph G. BaakliniPhoenix, AZFoundations Investment Advisors LLCAdviser onlyCFPAtlas2019
6Ernest A. BaillargeonPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2015
7Galen D. Bargerstock Jr.Phoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2022
8Jeremy P. BarnardPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2017
9Whitni N. BarnesPhoenix, AZFoundations Investment Advisors LLCAdviser only–Atlas2026
10Cole D. BatchelorPhoenix, AZFoundations Investment Advisors LLC +1 moreAdviser only–Atlas2021

120 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.