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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christopher J. ConnollyPleasanton, CAMirador Capital PartnersAdviser only–Atlas2025
2Asha M. Culhane-HusainPleasanton, CAMirador Capital PartnersAdviser only–Atlas2026
3Joseph D. GarciaPleasanton, CAMirador Capital PartnersAdviser only–Atlas1997
4Don C. GarmanPleasanton, CAMirador Capital PartnersAdviser onlyCFPAtlas1995
5Audrey D. GlafkidesPleasanton, CAMirador Capital PartnersAdviser and brokerCFPAtlas2009
6Daniel B. Murray Jr.Larkspur, CAMirador Capital PartnersAdviser only–Atlas2012
7Mark C. Swoboda Jr.Pleasanton, CAMirador Capital PartnersAdviser only–Atlas2023
8Jackson VickersPleasanton, CAMirador Capital PartnersAdviser only–Atlas2023

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.