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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Stephanie L. BroughtonLouisville, KYCerity Partners LLC +1 moreAdviser only–Atlas2022
2Jonathan B. ColbertLouisville, KYCerity Partners LLC +1 moreAdviser only–Atlas2024
3Jeremy F. DavisLouisville, KYCerity Partners LLC +1 moreAdviser onlyCFPAtlas2010
4Jeff W. GrafLouisville, KYCerity Partners Retirement Plan Consultants +1 moreAdviser only–Atlas2017
5Jennifer A. HuelsmanLouisville, KYCerity Partners LLC +1 moreAdviser onlyCFPAtlas2012
6Nicholas M. JacksonLouisville, KYCerity Partners LLC +1 moreAdviser onlyCFPAtlas2019
7Gavin W. KoenigLouisville, KYCerity Partners Retirement Plan Consultants +1 moreAdviser only–Atlas2000
8Charles P. McCurdyLouisville, KYCerity Partners LLC +1 moreAdviser onlyCFAAtlas2020
9Marc E. SanbornElizabethtown, KYCerity Partners Retirement Plan Consultants +1 moreAdviser only–Atlas2009
10James G. TrujilloLouisville, KYCerity Partners LLC +1 moreAdviser onlyCFPAtlas2013

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.