Investment adviser representative · Cerity Partners LLC
Stephanie L. Broughton
CRD 5705550 · Louisville, KY
At a glance
Stephanie L. Broughton is an investment adviser representative with Cerity Partners LLC in Louisville, KY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Stephanie’s SEC record dates to 2022, about 4 years ago.
Current advisory firms
- Cerity Partners LLCSince April 2023Louisville, KY · $162B in regulatory assets
- Cerity Partners Retirement Plan ConsultantsSince April 2023Louisville, KY · $40B in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 65
- Registered in
- 1 state
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Stephanie’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.