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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 214 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

214 advisors

Unlock all 214
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David Abed-RabbohWestlake, TXSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2018
2Reade AchilliWestlake, TXSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2003
3Mary B. AguirreWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2024
4Gabriel R. AllsopWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2026
5Juan S. Amaya AceroWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025
6Rimannuel ApplingGrand Prairie, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025
7Anish BamneWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025
8Kevin BaumhartWestlake, TXSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2019
9James F. BaurichterWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2005
10Tamara E. BeckerWestlake, TXSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2025

204 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.