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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 13 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

13 advisors

Unlock all 13
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Deborah M. BeasleySt. Louis, MOSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2016
2Madeleine S. BeckmannSt. Louis, MOSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2005
3John J. BlestSt Louis, MOSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2018
4Christine BoyceSt Louis, MOSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2008
5Brandon J. BrindleySaint Louis, MOSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2024
6Joseph D. DeliaSaint Louis, MOSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2019
7Timothy D. GrisbySt. Louis, MOSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2026
8Leland KrausSaint Louis, MOSchwab Wealth Advisory, Inc.Adviser and brokerCFPAtlas2015
9Vincent LarosaSt Louis, MOSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2021
10Margaret E. MuellerSt Louis, MOSchwab Wealth Advisory, Inc.Adviser and broker–Atlas2014

3 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.