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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 41 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

41 advisors

Unlock all 41
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Hans A. AbateMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2002
2Michael A. AndrewsMiami, FLEfg Private Wealth Management (Americas) Corp. +1 moreAdviser and broker–Atlas2013
3Leandro AraujoMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2025
4Grace A. ArkaljiMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2019
5Hugo A. Baquero VelasquezMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2019
6Krystal A. BarceloMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2020
7Luiz BarrosMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2023
8J Alexander CaldwellMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2012
9Lauro D. Cancela Jr.Miami, FLEfg Private Wealth Management (Americas) Corp.Adviser and broker–Atlas2014
10Raphael Caria De Freitas PinheiroMiami, FLEfg Private Wealth Management (Americas) Corp.Adviser and brokerCFAAtlas2021

31 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.