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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 11 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

11 advisors

Unlock all 11
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Peter J. AlofsinWest Warwick, RICapital Wealth Management, LLCAdviser and brokerCFPAtlas2003
2Curt A. CasertaWest Warwick, RICapital Wealth Management, LLCAdviser and broker–Atlas2004
3Lawrence F. Dooley Jr.West Warwick, RICapital Wealth Management, LLCAdviser onlyCFAAtlas2008
4Jameson C. DuckworthWest Warwick, RICapital Wealth Management, LLCAdviser and broker–Atlas2020
5Lee A. DuckworthWest Warwick, RICapital Wealth Management, LLCAdviser and brokerCFPAtlas2003
6Tyler C. DuckworthWest Warwick, RICapital Wealth Management, LLCAdviser only–Atlas2023
7Brian A. GlatzWest Warwick, RICapital Wealth Management, LLCAdviser and brokerCFPAtlas2012
8Shane M. JedsonWest Warwick, RICapital Wealth Management, LLCAdviser only–Atlas2025
9Garrett J. MarcouxWest Warwick, RICapital Wealth Management, LLCAdviser only–Atlas2026
10Bernard A. PoirierWarwick, RICapital Wealth Management, LLCAdviser only–Atlas2004

1 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.