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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Cody B. BarneySeattle, WAGarde Capital, Inc.Adviser onlyCFAAtlas2007
2Ashley C. FancherSeattle, WAGarde Capital, Inc.Adviser only–Atlas2015
3Ryan K. KinerkSeattle, WAGarde Capital, Inc.Adviser only–Atlas2024
4Jeffery L. LippensSeattle, WAGarde Capital, Inc.Adviser only–Atlas2001
5Marshal K. McRealSeattle, WAGarde Capital, Inc.Adviser only–Atlas1992
6Thomas R. OwensSeattle, WAGarde Capital, Inc.Adviser only–Atlas1999
7Rey SantodomingoSeattle, WAGarde Capital, Inc.Adviser onlyCFP, CFAAtlas2024
8Richard S. SeversSeattle, WAGarde Capital, Inc.Adviser onlyCFP, CFAAtlas2004
9Henry E. WurstSeattle, WAGarde Capital, Inc.Adviser onlyCFPAtlas2019

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.