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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 291 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

291 advisors

Unlock all 291
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1David J. AanderudVacaville, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2016
2Victor J. AdintLos Gatos, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2005
3Richard D. Adona IIRocklin, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2008
4Noel K. AflagueSan Francisco, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2002
5Samuel AhnSan Diego, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2012
6Jeffrey R. Alejandro Jr.Campbell, CALPL Financial LLC +1 moreAdviser and broker–Atlas2005
7Daniel D. AnderleEncinitas, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2006
8Dino ArenaRocklin, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2014
9Jose M. AscencioChico, CARaymond James Financial Services Advisors, Inc.Adviser and broker–Atlas2004
10Robert L. AveySan Ramon, CARaymond James Financial Services Advisors, Inc.Adviser and brokerChFCAtlas2000

281 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.