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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Cassidy J. ButlerLone Tree, COA & I Wealth ManagementAdviser and brokerCFPAtlas2025
2Judson E. CassLone Tree, COA & I Wealth ManagementAdviser and brokerCFPAtlas2008
3Karl F. FrankLone Tree, COGeneos Wealth Management, Inc. +1 moreAdviser and brokerCFPAtlas2004
4Stacey K. FrankLone Tree, COA & I Wealth ManagementAdviser and broker–Atlas2009
5Chad M. HarmonLone Tree, COGeneos Wealth Management, Inc. +1 moreAdviser and broker–Atlas2006
6Peter F. LengsfeldLone Tree, COA & I Wealth ManagementAdviser and brokerCFPAtlas1999
7Quinn B. MarquezLone Tree, COA & I Wealth ManagementAdviser onlyCFPAtlas2026
8Marla A. MasonLone Tree, COA & I Wealth ManagementAdviser and brokerCFPAtlas2003
9Julie C. MorganLone Tree, COA & I Wealth ManagementAdviser and broker–Atlas2006
10David L. StevensLone Tree, COGeneos Wealth Management, Inc. +1 moreAdviser and brokerCFPAtlas1999

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.