Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 442,610Registered advisersEvery investment adviser representative
- 339,542Dually registered77% are also broker reps
- 103,068Adviser onlyNot registered with a broker-dealer
- 26,905FirmsWhere they're registered
- 64,423CFPs12,235 CFAs, 13,942 ChFCs
From the SEC’s compilation report of October 27, 2026, refreshed every morning. +44,291 since the file before. 75 firm joins and 189 departures in the latest file. 3 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
3 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Christopher A. EricksonVirginia, MN | Northland Capital Management | Adviser only | – | Atlas | 2006 |
| 2Julie B. JohnsonVirginia, MN | Northland Capital Management | Adviser only | – | Atlas | 2016 |
| 3Andrew G. RogersVirginia, MN | Northland Capital Management | Adviser only | – | Atlas | 2021 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.