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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Valentina N. Beraud MacgowanHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2026
2Raymundo Cobo AvilaHouston, TXGbm Wealth Management, Inc.Adviser and brokerCFAAtlas2022
3Mariana Cruz PartidaHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2025
4Rosa A. Flores ArandaHuxquilucanGbm Wealth Management, Inc.Adviser and broker–Atlas2022
5Pedro D. GonzalezHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2023
6Desiree Meixueiro LunaHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2024
7Pamela ReynosoHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2020
8Mayra R. RodriguezHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2022
9Gonzalo Uribe RojasHouston, TXGbm Wealth Management, Inc.Adviser and broker–Atlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.