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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nicoh R. Alday Jr.Walnut Creek, CAOrca Investment Management, LLCAdviser and broker–Atlas2022
2William G. BarhamLake Oswego, OROrca Investment Management, LLCAdviser only–Atlas1982
3Heather H. DavisPortland, OROrca Investment Management, LLCAdviser and broker–Atlas2026
4Peter R. FogartyWalnut Creek, CAOrca Investment Management, LLCAdviser and broker–Atlas2009
5David A. MaiselPortland, OROrca Investment Management, LLCAdviser and broker–Atlas2018
6John A. NoleSt. Petersburg, FLOrca Investment Management, LLCAdviser and broker–Atlas2007
7Carl V. RylanderLake Mary, FLOrca Investment Management, LLCAdviser and broker–Atlas2014
8Harry L. StriplinLake Oswego, OROrca Investment Management, LLCAdviser and broker–Atlas2001
9Roger K. ThomasLake Oswego, OROrca Investment Management, LLCAdviser only–Atlas2002
10Shawn P. WillardLake Oswego, OROrca Investment Management, LLCAdviser only–Atlas2007

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.