Chief Compliance Officer · Orca Investment Management, LLC
Harry L. Striplin
CRD 1023235 · Named on Form ADV at one SEC-registered adviser
At a glance
Orca Investment Management, LLC, an SEC-registered wealth manager based in Lake Oswego, OR with $212 million in regulatory assets, lists Harry L. Striplin on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Orca Investment Management, LLCChief Compliance OfficerWealth manager · Lake Oswego, OR · $212M in regulatory assets
AtlasMembers
Harry’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Shawn P. WillardManager, Orca Investment Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Harry’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.