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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 21 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

21 advisors

Unlock all 21
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Robert N. Andrew Jr.Denver, COLockton Investment Advisors, LLCAdviser and broker–Atlas2012
2Francis S. BrooksDallas, TXLockton Investment Advisors, LLCAdviser and broker–Atlas2014
3Robert T. ConnollyWashington, DCLockton Investment Advisors, LLCAdviser only–Atlas2024
4James R. Darby IIIDallas, TXLockton Investment Advisors, LLCAdviser and broker–Atlas2011
5Jude T. DonatoNew York, NYLockton Investment Advisors, LLCAdviser only–Atlas2026
6Sean T. DonlinSt Louis, MOLockton Investment Advisors, LLCAdviser and broker–Atlas2008
7Matthew J. FilingOverland Park, KSLockton Investment Advisors, LLCAdviser and broker–Atlas2014
8Daniel P. FoleyOverland Park, KSLockton Investment Advisors, LLCAdviser only–Atlas2008
9Kyle R. HartmanOverland Park, KSLockton Investment Advisors, LLCAdviser and broker–Atlas2013
10Stephen T. LeveridgeDallas, TXLockton Investment Advisors, LLCAdviser and broker–Atlas2023

11 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.