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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 19 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

19 advisors

Unlock all 19
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Anthony J. AndolinoSanta Ana, CAUnited Capital Financial AdvisorsAdviser only–Atlas2025
2Ryan W. BergmannPalm Desert, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2007
3Kathleen H. FanelliWalnut Creek, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2004
4Brian FrackLarkspur, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2014
5Daniel M. GablerLos Angeles, CAUnited Capital Financial AdvisorsAdviser only–Atlas2014
6Charles M. HaynorLarkspur, CAUnited Capital Financial AdvisorsAdviser onlyCFAAtlas1993
7Nichole M. HortonNewport Beach, CAUnited Capital Financial AdvisorsAdviser and brokerChFCAtlas2025
8Erik G. JensenPalm Desert, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2002
9Chahati L. LancasterSan Diego, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2021
10Reid S. MilesLarkspur, CAUnited Capital Financial AdvisorsAdviser onlyCFPAtlas2022

9 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.