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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 15 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

15 advisors

Unlock all 15
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Wendy B. AdlerNorth Palm Beach, FLBuckman Advisory Group LLCAdviser and brokerCFPAtlas2007
2Patrick P. AppelloLittle Silver, NJBuckman Advisory Group LLCAdviser and broker–Atlas2024
3Edward E. Bao Jr.Little Silver, NJBuckman Advisory Group LLCAdviser and brokerCFPAtlas2009
4Harry J. BuckmanLittle Silver, NJBuckman Advisory Group LLCAdviser and broker–Atlas2013
5Scott D. FurmanNo. Palm Beach, FLBuckman Advisory Group LLCAdviser and broker–Atlas2025
6Brent J. GreningerNorth Palm Beach, FLBuckman Advisory Group LLCAdviser and broker–Atlas2010
7Mark L. Guarino IIILittle Silver, NJBuckman Advisory Group LLCAdviser and broker–Atlas2008
8Quincy A. McKean IIILittle Silver, NJBuckman Advisory Group LLCAdviser and broker–Atlas2026
9Deborah J. PaulhusNy, NYBuckman Advisory Group LLCAdviser and broker–Atlas2025
10Sean T. SteinBoca Raton, FLBuckman Advisory Group LLCAdviser and broker–Atlas1999

5 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.