Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 56 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
56 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Mark J. AckermanSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | – | Atlas | 2021 |
| 2Arthur J. AmbarikSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFP | Atlas | 2004 |
| 3Sheetal S. BagdeSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFP | Atlas | 2014 |
| 4Christie A. BakerSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFP, PFS | Atlas | 1997 |
| 5Mary L. BallinSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFP | Atlas | 1999 |
| 6David J. BauerSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | – | Atlas | 2014 |
| 7Andrew M. BellakSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | – | Atlas | 2007 |
| 8Elizabeth A. BosworthSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFP | Atlas | 2012 |
| 9Jason P. CondonSan Francisco, CA | Perigon Wealth Management, LLC | Adviser and broker | CFP | Atlas | 2015 |
| 10Willis B. DobbsSan Francisco, CA | Perigon Wealth Management, LLC | Adviser only | CFA | Atlas | 2009 |
46 more advisors match.
Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.