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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 17 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

17 advisors

Unlock all 17
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christina CareyChandler, AZPNC Wealth Management LLCAdviser and broker–Atlas2011
2Carlos CarranzaTucson, AZPNC Wealth Management LLCAdviser and broker–Atlas2013
3Ricky L. CarrollKingman, AZPNC Wealth Management LLCAdviser and broker–Atlas2010
4Baha ChanelScottsdale, AZPNC Wealth Management LLCAdviser and broker–Atlas2017
5Fabrice ChoutePhoenix, AZPNC Wealth Management LLCAdviser and broker–Atlas2021
6Tristen FoleyScottsdale, AZPNC Wealth Management LLCAdviser and broker–Atlas2025
7Brandon S. JonesTucson, AZPNC Wealth Management LLCAdviser and broker–Atlas2021
8David C. LatshawScottsdale, AZPNC Wealth Management LLCAdviser and broker–Atlas2002
9Troy P. LingleyGilbert, AZPNC Wealth Management LLCAdviser and broker–Atlas2007
10Frank A. LopezTucson, AZPNC Wealth Management LLCAdviser and broker–Atlas2018

7 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.