Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 398,301Registered advisersEvery investment adviser representative
- 304,895Dually registered77% are also broker reps
- 93,406Adviser onlyNot registered with a broker-dealer
- 25,639FirmsWhere they're registered
- 56,898CFPs11,003 CFAs, 12,693 ChFCs
From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
10 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Jon K. AugustineDes Moines, IA | Btc Capital Management | Adviser only | CFA | Atlas | 1999 |
| 2Jeffrey S. BirdsleyDes Moines, IA | Btc Capital Management | Adviser only | CFA | Atlas | 2010 |
| 3Justin D. CarleyDes Moines, IA | Btc Capital Management | Adviser only | CFA | Atlas | 2013 |
| 4David H. ChapmanDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 2010 |
| 5Scott D. EltjesDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 1999 |
| 6David P. JacksonDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 2018 |
| 7Robert P. LarsenDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 2020 |
| 8Mark P. MandziaraDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 2004 |
| 9Debra E. NortonDes Moines, IA | Btc Capital Management | Adviser only | – | Atlas | 2008 |
| 10Brian E. RollandCedar Rapids, IA | Btc Capital Management | Adviser only | – | Atlas | 2018 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.