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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Edward J. Bosch Jr.Crescent Springs, KYIndependent Financial PartnersAdviser and broker–Atlas2003
2John D. DavisLexington, KYIndependent Financial PartnersAdviser and broker–Atlas2003
3Taylor L. DavisLouisville, KYIndependent Financial PartnersAdviser and broker–Atlas2024
4Mark J. DickmanCrescent Springs, KYIndependent Financial PartnersAdviser and broker–Atlas2006
5Thomas C. DillonCrescent Springs, KYIndependent Financial PartnersAdviser and broker–Atlas2011
6Garrett L. HeadleyLexington, KYIndependent Financial PartnersAdviser and broker–Atlas2000
7Craig A. MiddendorfFlorence, KYIndependent Financial PartnersAdviser and brokerCFPAtlas2004
8Ryan PyleLouisville, KYIndependent Financial PartnersAdviser and broker–Atlas2026
9Jeremy M. SicklesLouuisville, KYIndependent Financial PartnersAdviser and brokerCFPAtlas2006
10Daniel T. SmithCrescent Springs, KYIndependent Financial PartnersAdviser and brokerCFAAtlas2013

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.