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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 12 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

12 advisors

Unlock all 12
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Rion J. DalbyNewport Beach, CAJdl AdvisersAdviser and broker–Atlas2006
2Kelly A. Dunagan Jr.Newport Beach, CAJdl AdvisersAdviser and broker–Atlas2005
3Kathryn E. EspiniliNewport Beach, CAJdl AdvisersAdviser and broker–Atlas2006
4Mark A. FerdiNewport Beach, CAJdl AdvisersAdviser and broker–Atlas2019
5Reny Vessela M. GreenleafNewport Beach, CAJdl AdvisersAdviser and broker–Atlas2014
6Joshua J. HenslickNewport Beach, CAJdl AdvisersAdviser only–Atlas2023
7Douglas G. HyepockNewport Beach, CAJdl AdvisersAdviser and brokerChFCAtlas2014
8Robert W. Knutsen IINewport Beach, CAJdl AdvisersAdviser and broker–Atlas2009
9Pierce M. KramerNewport Beach, CAJdl AdvisersAdviser only–Atlas2025
10Diana T. LabrunaNewport Beach, CAJdl AdvisersAdviser only–Atlas2024

2 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.