Chief Compliance Officer · JDL Advisers
Kathryn E. Espinili
CRD 1220070 · Named on Form ADV at one SEC-registered adviser
At a glance
JDL Advisers, an SEC-registered wealth manager based in Newport Beach, CA with $2.3 billion in regulatory assets, lists Kathryn E. Espinili on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- JDL AdvisersChief Compliance OfficerWealth manager · Newport Beach, CA · $2.3B in regulatory assets
AtlasMembers
Kathryn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2006 (20 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Kathryn’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Reny Vessela M GreenleafChief Financial Officer, JDL Advisers
- Robert W. KnutsenChief Executive Officer, JDL Advisers
- Kelly A. DunaganFinancial Adviser, Owner, JDL Advisers
- Douglas G. HyepockFinancial Adviser, Owner, JDL Advisers
- Rion J. DalbyFinancial Adviser, Owner, JDL Advisers
2 more people named with Kathryn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Kathryn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.