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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Nathaniel BrownMorrisville, NCGeneos Wealth Management, Inc.Adviser and broker–Atlas2013
2James F. Buckman IVGreenville, NCGeneos Wealth Management, Inc.Adviser and broker–Atlas2016
3David E. Nobles Sr.Fayetteville, NCGeneos Wealth Management, Inc.Adviser and brokerCFPAtlas2001
4David E. Nobles Jr.Fayetteville, NCGeneos Wealth Management, Inc.Adviser and broker–Atlas2026
5David M. PoundFayetteville, NCGeneos Wealth Management, Inc.Adviser and brokerCFPAtlas2006
6Nicholas J. RademacherFayetteville, NCGeneos Wealth Management, Inc.Adviser and brokerCFPAtlas2012
7James G. TauntonGreenville, NCGeneos Wealth Management, Inc.Adviser and brokerCFP, ChFCAtlas2001
8Jameson M. TauntonGreenville, NCGeneos Wealth Management, Inc.Adviser and broker–Atlas2015
9Jeffrey S. ThompsonDavidson, NCGeneos Wealth Management, Inc. +1 moreAdviser and broker–Atlas2001

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.