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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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RB LPL shares freefall more than 15% after investors aren't appeased by answers to hard-hitting questions about next act after Commonwealth, or by CEO humor during the quarterly analysts' callRB Referral vendor Zoe Financial rewrites its ADV2 for fee hikes in its RIA TAMP that follow a censure, cease-and-desist order, and $450,000 civil penalty to atone for conflict disclosure failures in how it wears both hatsFP A guide to getting AI buy-in as RIAs look to scaleIN TCW’s TPAY private asset income fund set to hit AUM milestoneIN Advisor moves: Raymond James lands $460M father-son team from Wells FargoIN Schwab CEO says firm is blocking rogue AI agents from client accountsIN Best Practices in AI Compliance: How Real Firms Are Making the CallIN Wealth firms moving upmarket face tough talent and outsourcing callsIN Schwab IMPACT 2026 full conference coverageWM Schwab Offers Credit to RIAs to Prompt Use of Claude AI Enterprise Plan
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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 442,884Registered advisersEvery investment adviser representative
  2. 339,750Dually registered77% are also broker reps
  3. 103,134Adviser onlyNot registered with a broker-dealer
  4. 26,924FirmsWhere they're registered
  5. 64,459CFPs12,241 CFAs, 13,955 ChFCs

From the SEC’s compilation report of October 29, 2026, refreshed every morning. +129 since the file before. 35 firm joins and 158 departures in the latest file. 4 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

4 advisors

Unlock all 4
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christina J. BrownHonolulu, HIAndrews Advisory Associates, LLCAdviser onlyCFPAtlas2007
2Owen LahrHonolulu, HIAndrews Advisory Associates, LLCAdviser only–Atlas2024
3Scott H. TonaiHonolulu, HIAndrews Advisory Associates, LLCAdviser onlyCFPAtlas2016
4Travis T. TsukayamaHonolulu, HIAndrews Advisory Associates, LLCAdviser only–Atlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.