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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 10 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

10 advisors

Unlock all 10
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Chad R. ChubbTampa, FLVicus Capital, Inc.Adviser onlyCFPAtlas2021
2Roy K. DeloachLakeland, FLVicus Capital, Inc.Adviser only–Atlas2005
3Ralph A. MazzuoccoloSt. Petersburg, FLVicus Capital, Inc.Adviser and broker–Atlas2011
4Matthew J. MogTampa, FLVicus Capital, Inc.Adviser only–Atlas2025
5Paul D. MorgisLakeland, FLVicus Capital, Inc.Adviser and brokerCFP, ChFCAtlas2002
6Zachery D. OtwellTampa, FLVicus Capital, Inc.Adviser onlyCFPAtlas2021
7Scott J. PetrucciSt. Petersburg, FLVicus Capital, Inc.Adviser and brokerChFCAtlas2005
8Alejandro J. RodriguezCoral Gables, FLVicus Capital, Inc.Adviser only–Atlas2015
9Kenneth R. Watson Jr.Miami, FLCetera Investment Advisers LLC +1 moreAdviser and broker–Atlas2015
10Lucy C. WatsonMiami, FLCetera Investment Advisers LLC +1 moreAdviser and broker–Atlas1996

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.