Registered advisors
Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.
- 442,755Registered advisersEvery investment adviser representative
- 339,660Dually registered77% are also broker reps
- 103,095Adviser onlyNot registered with a broker-dealer
- 26,913FirmsWhere they're registered
- 64,442CFPs12,236 CFAs, 13,947 ChFCs
From the SEC’s compilation report of October 28, 2026, refreshed every morning. +145 since the file before. 63 firm joins and 168 departures in the latest file. 3 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.
3 advisors
| Advisor | Firm | Registration | Designations | Joined firm | Registered since |
|---|---|---|---|---|---|
| 1Mark A. CadeCarmel, IN | Cade Group, Inc. | Adviser and broker | CFP | Atlas | 1999 |
| 2James S. JohnsonCarmel, IN | Cade Group, Inc. | Adviser only | – | Atlas | 2006 |
| 3Douglas M. MacomberCarmel, IN | Cade Group, Inc. +1 more | Adviser and broker | – | Atlas | 2004 |
From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.