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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 5 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

5 advisors

Unlock all 5
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Carolyn N. DolanNew York, NYFiera Capital Inc.Adviser onlyCFAAtlas2007
2Nana EduseiNew York, NYFiera Capital Inc.Adviser and broker–Atlas2023
3Scott D. EinhornNew York, NYFiera Capital Inc.Adviser and brokerCFAAtlas2021
4Shaun S. JohnsonNew York, NYFiera Capital Inc.Adviser and broker–Atlas2018
5Mark D. ToomeyBoston, MAFiera Capital Inc.Adviser and broker–Atlas2021

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.