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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 8 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

8 advisors

Unlock all 8
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Jason M. AlonzoChicago, ILHarbor Capital Advisors, Inc.Adviser only–Atlas2020
2Timothy M. BuickChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2008
3Dale J. KormanChicago, ILHarbor Capital Advisors, Inc.Adviser and brokerCFPAtlas2006
4Jason LauderbackChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2010
5Phillip SimcoxChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2019
6Patrick SullivanChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2022
7Dario Urbaez MoqueteChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2025
8William R. WheelerChicago, ILHarbor Capital Advisors, Inc.Adviser and broker–Atlas2023

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.