Asset manager · Chicago, IL
Harbor Capital Advisors, Inc.
SEC-registered investment adviser · CRD 113042 · SEC 801-60367
At a glance
Harbor Capital Advisors, Inc. is an SEC-registered investment adviser based in Chicago, Illinois, with $67.6 billion in regulatory assets under management as of its Form ADV filed August 5, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 176th of 3,218 asset managers and 359th of 17,210 SEC-registered advisers by assets.
Main office 312-443-4400harborcapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $68B
- Rank among asset managers
- #176 of 3,218
- Rank among all SEC RIAs
- #359 of 17,210
- Rank in Illinois
- #24 of 684
- Clients
- 27
- Accounts
- 15
- Discretionary
- 100% of AUM
- Employees
- 240
- Advisory staff
- 25
- Offices
- 3
Owners and executives on its Form ADV
- David G. Van HooserChairman of the Board of Directors, Director
- Charles F. McCainChief Executive Officer
- Charles F. McCainDirector
- Kristof M. GleichPresident
- John S. HalabyExecutive Vice President
- JAMES P. ERCEGExecutive Vice President
- Kiyoshi HabiroDirector
- Diana Roman-PodgornyExecutive Vice President, General Counsel & Secretary
- M.a.a.c. (mark) TalbotDirector
- Walter O. BreuningerSenior Vice President & Chief Compliance Officer
- Gilbert Van HasselDirector
- Stephen W. CookChief Operations Officer, Senior Vice President
Custody and brokerage
Custodian
Harbor Capital Advisors, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Harbor Capital Advisors, Inc. is a hybrid RIA: 121 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Harbor Funds Distributors, Inc..
- Harbor Funds Distributors, Inc. ↗CRD 113506
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 3 | $51B | 75% |
| Pooled investment vehicles | 3 | $17B | 25% |
| Other investment advisers | 12 | $0M | 0% |
| Corporations or other businesses | 9 | $0M | 0% |
Private funds
Harbor Capital Advisors, Inc. reports 1 private funds with $869M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Harbor Capital Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Selecting other advisers
- Other services
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗harborcapital.com ↗
AtlasMembers
The full record on Harbor Capital Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 278 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 12 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Harbor Capital Advisors, Inc. manage?
Harbor Capital Advisors, Inc. reports $67.6 billion in regulatory assets under management across 15 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 5, 2026.
What kind of firm is Harbor Capital Advisors, Inc.?
Harbor Capital Advisors, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Harbor Capital Advisors, Inc.’s clients?
By assets, its largest client types are investment companies ($50.8 billion, 3 clients); pooled investment vehicles ($16.8 billion, 3 clients); other investment advisers ($0, 12 clients).
Does Harbor Capital Advisors, Inc. manage private funds?
Yes. It reports 1 private funds with $869 million in gross assets, including other private funds.
Does Harbor Capital Advisors, Inc. have any disciplinary history?
Harbor Capital Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Harbor Capital Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-05), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →