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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 35 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

35 advisors

Unlock all 35
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Arnold G. AdkinsOceanside, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2005
2Michael C. AndersonPasadena, CAEmpower Advisory Group, LLCAdviser and brokerCFPAtlas2016
3Laura I. AyonMoreno Valley, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2022
4Robert L. BarberSanta Monica, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2026
5John C. BarnesEl Dorado Hills, CAEmpower Advisory Group, LLCAdviser onlyCFPAtlas2007
6Curtis M. BaumannSan Diego, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2021
7Garrison BeckEncinitas, CAEmpower Advisory Group, LLCAdviser only–Atlas2024
8Brandon BorcicSan Diego, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2025
9Christopher J. BurlingameTemecula, CAEmpower Advisory Group, LLCAdviser and broker–Atlas2019
10Gina J. DandreaBeverly Hills, CAEmpower Advisory Group, LLCAdviser and brokerCFPAtlas2023

25 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.