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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 285 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

285 advisors

Unlock all 285
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Peter J. Abi-NaderFolsom, CAAllworth Financial, L.P.Adviser onlyCFPAtlas2009
2Benjamin J. AbrahamIndianapolis, INAllworth Financial, L.P.Adviser and brokerCFP, ChFCAtlas2001
3Stephen P. AhernLynnfield, MAAllworth Financial, L.P.Adviser onlyCFP, PFSAtlas2000
4Grantham AkerlyAddison, TXAllworth Financial, L.P.Adviser and brokerCFPAtlas2020
5John C. Alexander IIIManasquan, NJAllworth Financial, L.P.Adviser only–Atlas2010
6Jeffrey AronLynnfield, MAAllworth Financial, L.P.Adviser onlyCFPAtlas2004
7Douglas M. Balmain Jr.Sacramento, CAAllworth Financial, L.P.Adviser only–Atlas2014
8Rick R. BartonSacramento, CAAllworth Financial, L.P.Adviser only–Atlas2003
9Patrick BauerTucson, AZAllworth Financial, L.P.Adviser and broker–Atlas2026
10Richard A. BaumannSacramento, CAAllworth Financial, L.P.Adviser only–Atlas2018

275 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.