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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 185 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

185 advisors

Unlock all 185
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Peter J. Abi-NaderFolsom, CAAllworth Financial, L.P.Adviser onlyCFPAtlas2009
2Stephen P. AhernFolsom, CAAllworth Financial, L.P.Adviser onlyCFP, PFSAtlas2000
3John C. Alexander IIIFolsom, CAAllworth Financial, L.P.Adviser only–Atlas2010
4Jeffrey AronFolsom, CAAllworth Financial, L.P.Adviser onlyCFPAtlas2004
5Douglas M. Balmain Jr.Sacramento, CAAllworth Financial, L.P.Adviser only–Atlas2014
6Rick R. BartonSacramento, CAAllworth Financial, L.P.Adviser only–Atlas2003
7Richard A. BaumannSacramento, CAAllworth Financial, L.P.Adviser only–Atlas2018
8Annrandyl BeachFolsom, CAAllworth Financial, L.P.Adviser and broker–Atlas2013
9Stephanie D. BemererFolsom, CAAllworth Financial, L.P.Adviser only–Atlas2015
10Bobby BenyaminFolsom, CAAllworth Financial, L.P.Adviser onlyCFPAtlas2020

175 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.