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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,301Registered advisersEvery investment adviser representative
  2. 304,895Dually registered77% are also broker reps
  3. 93,406Adviser onlyNot registered with a broker-dealer
  4. 25,639FirmsWhere they're registered
  5. 56,898CFPs11,003 CFAs, 12,693 ChFCs

From the SEC’s compilation report of October 24, 2026, refreshed every morning. +89 since the file before. 53 firm joins and 232 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Christopher N. CarterMission, KSKornitzer Capital Management, Inc.Adviser onlyCFAAtlas2021
2Christopher CrawfordMission, KSKornitzer Capital Management, Inc.Adviser and broker–Atlas2014
3Conner M. EnsignMission, KSKornitzer Capital Management, Inc.Adviser onlyCFAAtlas2025
4Kent W. GasawayShawnee Mission, KSKornitzer Capital Management, Inc.Adviser only–Atlas1994
5Matthew D. IsonMission, KSKornitzer Capital Management, Inc.Adviser onlyCFAAtlas2008
6John C. KornitzerShawnee Mission, KSKornitzer Capital Management, Inc.Adviser only–Atlas1989
7Barry E. KosterMission, KSKornitzer Capital Management, Inc.Adviser onlyPFSAtlas2005
8John A. ShepleyMission, KSKornitzer Capital Management, Inc.Adviser onlyCFAAtlas1992
9Nathaniel T. SoulisMission, KSKornitzer Capital Management, Inc.Adviser onlyCFAAtlas2004

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.