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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 24 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

24 advisors

Unlock all 24
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Dominic M. AltoDallas, TXHilltop Securities Asset Management, LLCAdviser and broker–Atlas2005
2Evelyn M. BurgettDallas, TXHilltop Securities Asset Management, LLC +1 moreAdviser and brokerCFPAtlas2023
3Matthew J. CallewaertDallas, TXHilltop Securities Asset Management, LLCAdviser and broker–Atlas2026
4Victoria L. CapellaDallas, TXHilltop Securities Asset Management, LLC +1 moreAdviser and broker–Atlas2016
5Andrea L. CashAustin, TXHilltop Securities Asset Management, LLCAdviser and broker–Atlas2016
6Carol E. CheeksHaymarket, VAHilltop Securities Asset Management, LLCAdviser and broker–Atlas2002
7Alexis CorreaDallas, TXHilltop Securities Asset Management, LLCAdviser and broker–Atlas2023
8Scott A. CoyaDallas, TXHilltop Securities Asset Management, LLC +2 moreAdviser and broker–Atlas2019
9Thomas DuDallas, TXHilltop Securities Asset Management, LLC +2 moreAdviser and broker–Atlas2023
10Mary Ann DundaDallas, TXHilltop Securities Asset Management, LLCAdviser and broker–Atlas2023

14 more advisors match.

Atlas lists every one, with when they joined their firm, their full career and branch office, and exports the list.

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From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.