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Est. 2026The front page of wealth managementNew York

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Registered advisors

Every investment adviser representative in the SEC’s records, each with a profile: firms, branch, career, exams, designations and disclosures.

  1. 398,212Registered advisersEvery investment adviser representative
  2. 304,829Dually registered77% are also broker reps
  3. 93,383Adviser onlyNot registered with a broker-dealer
  4. 25,629FirmsWhere they're registered
  5. 56,885CFPs10,996 CFAs, 12,688 ChFCs

From the SEC’s compilation report of October 23, 2026, refreshed every morning. −21,993 since the file before. 47 firm joins and 22,771 departures in the latest file. 9 match your filters. Broker-only representatives are on FINRA BrokerCheck and aren’t included.

9 advisors

Unlock all 9
AdvisorFirmRegistrationDesignationsJoined firmRegistered since
1Matthew T. HumistonLos Angeles, CAAmi Asset Management Corp.Adviser only–Atlas2020
2Andrew B. KimLos Angeles, CAAmi Asset Management Corp.Adviser only–Atlas2025
3Katharine KimLos Angeles, CAAmi Asset Management Corp.Adviser only–Atlas2025
4Peter MainstainLos Angeles, CAAmi Asset Management Corp.Adviser onlyPFSAtlas2025
5Richard M. SchimborLos Angeles, CAAmi Asset Management Corp.Adviser onlyCFAAtlas2025
6Daniel T. SchniedwindDenver, COAmi Asset Management Corp.Adviser onlyCFAAtlas2011
7Christian R. SessingLos Angeles, CAAmi Asset Management Corp.Adviser onlyCFAAtlas2025
8William H. TannerLos Angeles, CAAmi Asset Management Corp.Adviser only–Atlas2025
9Andrew S. ZamfotisLos Angeles, CAAmi Asset Management Corp.Adviser onlyCFAAtlas2025

From the SEC’s Investment Adviser Public Disclosure compilation report: investment adviser representatives, including those also registered as broker representatives. Personal contact details aren’t included.